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37 of 2002
The Financial Advisory and Intermediary Services Act 37 of 2002 intends:
- to regulate the rendering of certain financial advisory and intermediary services to clients;
- to repeal or amend certain laws; and
- to provide for matters incidental thereto.
Amends
Commencement
- 15 November 2002, all Sections excluding Section 13(1)(a) and 20 to 31 (Gazette 24075 of 15 November 2002)
- 30 September 2004, Section13(1)(a) (Gazette 26496 of 2 July 2004)
- 8 March 2003, Sections 20 to 31 (Gazette 25027 of 7 March 2003)
Amendments
- Amended by Financial Sector and Deposit Insurance Levies Act 11 of 2022
- Amended by Financial Sector Regulation Act 9 of 2017
- Amended by Financial Services Laws General Amendment Act 45 of 2013
- Amended by Financial Markets Act 19 of 2012
- Amended by Financial Services Laws General Amendment Act 22 of 2008