Financial Advisory and Intermediary Services Act 37 of 2002

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37 of 2002

The Financial Advisory and Intermediary Services Act 37 of 2002 intends:

  • to regulate the rendering of certain financial advisory and intermediary services to clients;
  • to repeal or amend certain laws; and
  • to provide for matters incidental thereto.

Amends

Commencement

  • 15 November 2002, all Sections excluding Section 13(1)(a) and 20 to 31 (Gazette 24075 of 15 November 2002)
  • 30 September 2004, Section13(1)(a) (Gazette 26496 of 2 July 2004)
  • 8 March 2003, Sections 20 to 31 (Gazette 25027 of 7 March 2003)

Amendments